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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Robert Sholtis is a financial advisor currently registered with UBS Financial Services Inc., where he is a Registered Representative and Investment Advisor Representative. John Robert Sholtis has been in the financial services industry for 21 years and has worked for UBS Financial Services Inc. since 2008. He has been a Registered Representative for UBS Financial Services Inc. in Connecticut since 2007, Florida since 2019, and Pennsylvania since 2023. John Robert Sholtis is also a Registered Representative in Texas, however, the status of this registration is "APPROVED_RES".
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
01/18/2017 - Present
UBS Financial Services Inc. (Winter Garden FL)
CT
05/17/2005 - 06/21/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW HAVEN CT)
NA
07/23/1986 - 12/12/1988
BLINDER, ROBINSON & CO., INC.
BOTH
Issued 06/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/1988
Series 24 - General Securities Principal Examination
BC
Issued 08/05/1987
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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