Unclaimed
John Robert Scott has been working in the financial services industry since 1983. John is a registered representative of LPL Financial LLC and an investment advisor representative. John holds the Series 6, 7, 63, and 65 licenses and the SIE. John is currently licensed in the state of Florida. Before joining LPL Financial LLC, John worked at First Allied Securities, Inc., Woodbury Financial Services, Inc., Next Financial Group, Inc., SII Investments, Inc., and Pruco Securities, LLC. John is a member of Gulf Coast Wealth Advisors, a DBA for John's LPL business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/01/2025 - Present
LPL Financial LLC (SARASOTA FL)
FL
08/24/2012 - 08/07/2018
FIRST ALLIED SECURITIES, INC. (SARASOTA FL)
FL
01/27/2010 - 08/29/2012
WOODBURY FINANCIAL SERVICES, INC. (SARASOTA FL)
FL
08/23/2007 - 01/08/2010
NEXT FINANCIAL GROUP, INC. (SARASOTA FL)
FL
02/28/2006 - 09/18/2007
SII INVESTMENTS, INC. (SARASOTA FL)
NJ
01/17/1990 - 01/31/2006
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
01/17/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
09/02/1988 - 09/01/1989
PRESCOTT, BALL & TURBEN, INC.
NA
07/16/1983 - 08/02/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
03/22/1983 - 07/08/1983
MARION BASS SECURITIES CORPORATION
NA
11/16/1982 - 02/10/1983
IDS MARKETING CORPORATION
IA
Issued 07/05/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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