Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Robert Roessig is a financial advisor with over 30 years of experience in the financial services industry. John Robert Roessig has been a Registered Representative with Securities America, Inc. and Sunset Financial Services, Inc. in the past. John Robert Roessig is currently registered as an Investment Advisor Representative with United Planners' Financial Services Of America A Limited Partner. John Robert Roessig holds the Series 6, Series 22, Series 63, and SIE licenses. John Robert Roessig also holds the Certified Financial Planner designation. John Robert Roessig is located in Greeley, CO and provides services to individuals, corporations, and charitable organizations.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
03/04/2019 - Present
United Planners' Financial Services OF America A Limited Partner (GREELEY CO)
CO
11/14/2014 - 12/31/2015
SECURITIES AMERICA, INC. (GREELY CO)
CO
10/05/1995 - 11/14/2014
SUNSET FINANCIAL SERVICES, INC. (GREELEY CO)
CO
05/14/1986 - 09/27/1995
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
BC
Issued 05/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/13/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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