Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Robert Roesner is a financial advisor with Robert W. Baird & Co. Inc. John has been in the industry since 1986 and has a broad range of experience. John has held positions at several firms including Jefferies & Company, Inc. and Cleary Gull Reiland & McDevitt Inc. Currently, John is registered with Robert W. Baird & Co. Inc. and has a broad range of licenses. John's primary office is located in Milwaukee, Wisconsin, but John also serves clients in several other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
12/23/2013 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
IL
08/05/2005 - 12/31/2006
JEFFERIES & COMPANY, INC. (CHICAGO IL)
WI
04/04/1996 - 07/19/2005
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
07/26/1994 - 03/27/1996
CLEARY GULL REILAND & MCDEVITT INC. (MILWAUKEE WI)
IL
01/06/1992 - 02/23/1994
MESIROW FINANCIAL, INC. (CHICAGO IL)
NY
03/08/1988 - 11/20/1991
GELDERMANN SECURITIES, INC. (NEW YORK NY)
NA
06/04/1987 - 03/09/1988
DEAN WITTER REYNOLDS INC.
NA
03/10/1986 - 05/11/1987
O'CONNELL & PIPER ASSOCIATES, INC.
NA
07/24/1985 - 02/20/1986
JEFFERIES & COMPANY, INC.
BOTH
Issued 12/21/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/07/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/17/1986
Series 5 - Interest Rate Options Examination
BC
Issued 04/24/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 05/09/1985
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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