Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Robert Poeta is a registered representative with Ba Securities, LLC. John has been in the securities industry since November 20, 2006. John is a Series 7, 24, 63, 79TO and 99TO licensed professional. John Robert Poeta is currently registered in Connecticut, Florida and Pennsylvania. Previous employers include Bryant Park Capital Securities, Inc., PM Securities, LLC, and Griffin Financial Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
11/03/2017 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
PA
09/25/2008 - 11/10/2015
BRYANT PARK CAPITAL SECURITIES, INC. (Conshohocken PA)
PA
01/04/2005 - 05/18/2007
PM SECURITIES, LLC (CHADDS FORD PA)
PA
08/01/2002 - 01/15/2004
GRIFFIN FINANCIAL GROUP, LLC (READING PA)
BC
Issued 03/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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