Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Robert Pettengill is a financial advisor with Osaic Wealth, Inc. John Robert Pettengill has been in the financial industry since 1994. Previously, John Robert Pettengill worked at TRIAD ADVISORS LLC. John Robert Pettengill has been registered with the state of Massachusetts since 2024. John Robert Pettengill holds the Series 63, Series 24, Series 7TO, SIE, Series 7, and Series 22 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
08/23/2024 - Present
Osaic Wealth, Inc. (SPRINGFIELD MA)
MA
06/10/2004 - 08/23/2024
TRIAD ADVISORS LLC (SPRINGFIELD MA)
MA
12/11/2001 - 06/21/2002
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
MA
09/29/1997 - 11/12/1999
DELTA EQUITY SERVICES CORPORATION (BOLTON MA)
MA
04/17/1990 - 09/29/1995
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
04/28/1989 - 07/08/1991
LMC CORPORATION (NYC NY)
SC
12/16/1989 - 01/16/1990
PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED (FORT MILL SC)
NA
07/26/1988 - 12/16/1989
LINSCO FINANCIAL GROUP, INC.
BC
Issued 01/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 04/29/1988
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
Not sure John Pettengill is the right advisor for you? Invested Better is here to help.
