Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Robert Miller is a financial advisor with over 40 years of experience in the industry. John has a Series 63, 66, 7, 9, 10, and SIE license. John currently works with Northwestern Mutual Investment Services, LLC. John has worked with numerous firms throughout their career, including ROBERT W. BAIRD & CO. INCORPORATED, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, NEW ENGLAND SECURITIES, and LEGG MASON WOOD WALKER, INCORPORATED. John is registered in several states and has experience working with banking or thrift institutions. John is also a director of the Hoverter Foundation, a non-profit organization in Harrisburg, PA. John's focus is on providing comprehensive financial planning and investment management advice to their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
06/15/2009 - Present
Northwestern Mutual Investment Services, LLC (Mechanicsburg PA)
WI
06/23/1992 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IN
06/28/1990 - 06/11/1992
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
12/27/1979 - 06/08/1992
NEW ENGLAND SECURITIES (NEW YORK NY)
MD
12/07/1989 - 02/24/1990
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 06/10/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/19/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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