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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Robert McCarthy has over 30 years of experience in the financial services industry. John is a Registered Representative of Stonex Advisors Inc. and is licensed in Minnesota and Texas. John's previous experience includes roles at Quest Capital Strategies, Inc., SWS Financial Services, Inc., Morgan Stanley Smith Barney, Brokers Transaction Services, Inc., Rauscher Pierce Refsnes, Inc., Alex. Brown & Sons Incorporated, Donaldson, Lufkin & Jenrette Securities Corporation, and Eppler, Guerin & Turner, Inc. John holds Series 7, 31, and 66 licenses and specializes in providing financial consulting services, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
12/06/2019 - Present
Stonex Advisors Inc. (BIRMINGHAM AL)
CA
01/16/2013 - 12/06/2019
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
TX
05/22/2012 - 11/16/2012
SWS FINANCIAL SERVICES, INC. (GRAPEVINE TX)
TX
02/08/2010 - 04/30/2012
MORGAN STANLEY SMITH BARNEY (SOUTHLAKE TX)
TX
08/27/1997 - 03/19/1998
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
TX
03/01/1993 - 09/06/1995
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
08/19/1988 - 03/03/1993
ALEX. BROWN & SONS INCORPORATED
NJ
11/05/1985 - 08/30/1988
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
05/26/1983 - 11/07/1985
EPPLER, GUERIN & TURNER, INC.
BOTH
Issued 03/05/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/18/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 02/05/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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