Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Robert Lennon is a financial advisor based in Stamford, Connecticut. John has been working in the industry since 1995. John is registered with Mischler Financial Group, Inc. and has been with the firm since October 2, 2023. John has previously worked with several other firms including ODEON CAPITAL GROUP LLC, IMPERIAL CAPITAL, LLC, RBC CAPITAL MARKETS CORPORATION, RAYMOND JAMES & ASSOCIATES, INC., LIMITRADER SECURITIES, INC., FIRST UNION SECURITIES, INC., FIRST UNION CAPITAL MARKETS CORP., and MERRILL LYNCH FUNDS DISTRIBUTOR, INC.. John holds Series 4, 7, 9, 10, 63, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
10/02/2023 - Present
Mischler Financial Group, Inc. (STAMFORD CT)
NY
04/01/2020 - 09/15/2023
ODEON CAPITAL GROUP LLC (NEW YORK NY)
NY
03/31/2008 - 09/25/2019
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
06/20/2006 - 04/07/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NJ
02/22/2001 - 06/16/2006
RAYMOND JAMES & ASSOCIATES, INC. (RED BANK NJ)
NY
04/26/2000 - 08/31/2000
LIMITRADER SECURITIES, INC. (NEW YORK NY)
MO
10/01/1999 - 03/23/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
02/02/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
04/18/1996 - 02/02/1998
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
10/13/1993 - 02/23/1996
MERRILL LYNCH FUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 05/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 10/03/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/21/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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