Unclaimed
John Robert Keller is an investment advisor representative at Stephens Investment Management Group, LLC. Keller has been in the securities industry since 2005. Keller specializes in providing financial advice to individuals and families, businesses and institutional clients. Keller has a Chartered Financial Analyst designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Registrant provides its model portfolios as recommended strategy models to other advisers for use in their advisory services.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
03/10/2014 - Present
Stephens Investment Management Group, LLC (HOUSTON TX)
TX
09/03/2009 - 12/22/2023
STEPHENS (HOUSTON TX)
LA
06/29/2005 - 08/13/2009
JOHNSON RICE & COMPANY L.L.C. (NEW ORLEANS LA)
IA
Issued 02/06/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/21/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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