Unclaimed
John Robert Jordan is a financial professional with over 20 years of experience in the securities industry. John currently works as a Registered Representative for Goldman Sachs & Co. LLC. Before joining Goldman Sachs, John was a Registered Representative for Northern Trust Securities, Inc. John has held various other positions with BlackRock Investments, LLC, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. John is registered with the Securities and Exchange Commission as an Investment Advisor Representative. John's current registration includes 53 states. John holds the Series 7, Series 63, and Series 65 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
CA
08/04/2022 - Present
Goldman Sachs & Co. LLC (SAN FRANCISCO CA)
IL
03/20/2014 - 07/19/2022
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
CA
08/13/2012 - 03/06/2014
BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/01/2009 - 06/14/2012
MORGAN STANLEY SMITH BARNEY (SANTA ROSA CA)
CA
08/02/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SANTA ROSA CA)
NY
01/16/2002 - 05/24/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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