Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Heller is a financial advisor with over 30 years of experience in the financial services industry. John is a registered representative with Cetera Investment Advisers LLC. John previously worked with a number of firms, including City National Securities, Inc., Cetera Investment Services LLC, LPL Financial LLC, and Northwestern Mutual Investment Services, LLC. John holds several licenses and designations, including the Series 6, 7, 24, 27, 52, 53, 55, 63, 65, and 82. John provides financial planning, portfolio management, and other financial services to a wide range of clients, including individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/24/2024 - Present
Cetera Investment Advisers LLC (SAN GABRIEL CA)
CA
04/25/2023 - 06/26/2024
CITY NATIONAL SECURITIES, INC. (LOS ANGELES CA)
CA
09/25/2017 - 04/14/2023
CETERA INVESTMENT SERVICES LLC (SAN GABRIEL CA)
CA
02/28/2017 - 09/25/2017
LPL FINANCIAL LLC (EL MONTE CA)
CA
10/03/2007 - 02/28/2017
CETERA INVESTMENT SERVICES LLC (MILLBRAE CA)
CA
08/06/2004 - 09/26/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WOODLAND HILLS CA)
CA
10/28/2003 - 07/20/2004
STOCKS 4 LESS, INC. (SHERMAN OAKS CA)
CA
06/14/1999 - 10/28/2003
NATIONAL CLEARING CORP. (SHERMAN OAKS CA)
NJ
04/21/1998 - 02/18/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NJ
05/30/1994 - 03/06/1998
R.W. SMITH & ASSOCIATES, INC. (JERSEY CITY NJ)
NV
06/15/1993 - 06/07/1994
FINANCIAL WEST GROUP (RENO NV)
NJ
04/22/1993 - 06/07/1993
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 6/5/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/10/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 1/19/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/7/2000
Series 4 - Registered Options Principal Examination
BC
Issued 5/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 4/25/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/9/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 5/12/1998
Series 7 - General Securities Representative Examination
BC
Issued 9/20/1994
Series 52 - Municipal Securities Representative Examination
BC
Issued 4/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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