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John Robert Heldman

TD Securities (usa) LLC

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About John Robert Heldman

John Robert Heldman is a registered representative associated with TD Securities (USA) LLC in Houston, TX. John has been in the industry since July 30, 2023. John holds the Series 63, 7, 79TO, and SIE licenses. He is currently registered in New York and Texas.

Firm Information

John Heldman is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Heldman’s Registration & Firm History

TX

07/31/2023 - Present

TD Securities (usa) LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 07/21/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/07/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/29/2023

Series 7TO - General Securities Representative Examination

BC

Issued 05/04/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Robert Heldman.
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