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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Robert Gunther has been in the securities industry since December 7, 1999. John is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in several states. John has worked at a number of prominent financial institutions throughout his career, including Morgan Stanley, Citigroup Global Markets Inc., and Wachovia Securities, LLC. John has a diverse range of experience and holds a Series 7, Series 31, and Series 63 license. John is also licensed as an investment advisor in several states. John is a general partner of East Scott Street LLC, a for-profit organization located in Glen Rock, New Jersey. The firm has a diverse client base, including individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/27/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
06/01/2009 - 10/13/2016
MORGAN STANLEY (PARAMUS NJ)
NJ
08/29/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
MO
06/07/2005 - 12/31/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
07/03/1997 - 08/27/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 11/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 07/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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