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John Robert Doody

NBC Securities, Inc.

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About John Robert Doody

John Robert Doody is a financial advisor who has been in the industry since 1999. He has a Series 7, Series 7TO, and Series 63 license and is registered with NBC Securities, Inc. in Birmingham, Alabama. John has also held positions with ALPS Distributors, Inc. and Highland Information Services, Inc. John has a strong background in financial planning and portfolio management, and has experience working with a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. John is also a Chartered Financial Analyst (CFA).

Firm Information

John Doody is currently registered with NBC Securities, Inc.. NBC Securities, Inc. is a corporation headquartered in Birmingham, Alabama, that has been in operation since March 13, 1986. The firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm manages approximately $1 billion to $10 billion in assets and has a presence in all 50 states and the District of Columbia.
NBC Securities, Inc.

1927 FIRST AVENUE NORTH

BIRMINGHAM, AL 35203

$1.72B

Assets Under Management

100

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Doody’s Registration & Firm History

AL

04/21/2021 - Present

NBC Securities, Inc. (BIRMINGHAM AL)

AL

02/03/2012 - 12/08/2014

ALPS DISTRIBUTORS, INC. (BIRMINGHAM AL)

AL

05/25/1993 - 03/29/2010

HIGHLAND INFORMATION SERVICES, INC. (BIRMINGHAM AL)

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Licenses & Designations

BC

Issued 06/14/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/15/2021

Series 24 - General Securities Principal Examination

BC

Issued 12/07/2020

Series 7TO - General Securities Representative Examination

BC

Issued 05/24/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Robert Doody.
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