Unclaimed
John Robert Darling is a financial advisor with Mufg Securities Americas Inc. in New York, New York. John is a Series 7 and Series 63 licensed professional with over 20 years of experience in the industry. John has been registered with the firm since 2018. Prior to joining Mufg Securities Americas Inc., John worked at Tokyo-Mitsubishi Securities (USA), Inc., and Mitsubishi Securities (USA), Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/19/2018 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
04/06/1996 - 12/04/1997
TOKYO-MITSUBISHI SECURITIES (USA), INC. (NEW YORK NY)
NA
12/07/1994 - 04/06/1996
MITSUBISHI SECURITIES (USA), INC.
BC
Issued 10/05/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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