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John Robert Clifford

First Manhattan Securities LLC

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About John Robert Clifford

John Robert Clifford has been active in the financial industry since February 13, 2000. John Robert Clifford is currently registered with First Manhattan Securities LLC. John Robert Clifford holds the following licenses and registrations: Series 7, Series 24, Series 55, Series 57TO, Series 63, Series 99TO and SIE. John Robert Clifford has previously been registered with Apple Securities LLC, OCC Distributors, CIBC Oppenheimer and Neuberger & Berman, LLC.

Firm Information

John Clifford is currently registered with First Manhattan Securities LLC. First Manhattan Securities LLC is a Limited Liability Company formed on November 2, 2022. It is approved and registered in all 50 states and the District of Columbia. The firm has been involved in 10 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Clifford’s Registration & Firm History

NY

03/11/2005 - Present

First Manhattan Securities LLC (NEW YORK NY)

NY

06/04/1999 - 11/27/2002

APPLE SECURITIES LLC (NEW YORK NY)

NY

12/18/1997 - 03/31/1999

OCC DISTRIBUTORS (NEW YORK NY)

NY

10/14/1997 - 11/26/1997

CIBC OPPENHEIMER (NEW YORK NY)

NY

07/23/1997 - 09/26/1997

NEUBERGER & BERMAN, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/21/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/29/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/12/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Robert Clifford.
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