Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Robert Clarke is a licensed investment advisor representative, having worked in the financial services industry since April 1988. Currently, John is associated with Aegis Capital Corp., where John has been employed since January 8, 2021. Before joining Aegis Capital Corp., John worked for Midtown Partners, H.C. Wainwright & Co., Inc., Spencer Trask Ventures, Inc., Hartsfield Capital Securities, Inc., J.P. Turner & Company, L.L.C., JW Charles Securities, Inc. and Josephthal Lyon & Ross Incorporated. John has a number of licenses and certifications including Series 7, 9, 10, 14, 24, 27, 63, 79TO, 87, 99TO and SIE. John has also been registered in New York since January 30, 2021. John provides a range of financial services, including financial planning and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
01/08/2021 - Present
Aegis Capital Corp. (NEW YORK NY)
NY
09/21/2007 - 03/13/2020
MIDTOWN PARTNERS (NEW YORK NY)
NY
11/04/2003 - 09/25/2007
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
NY
01/24/2002 - 10/31/2003
SPENCER TRASK VENTURES, INC. (NEW YORK NY)
GA
05/30/2001 - 01/16/2002
HARTSFIELD CAPITAL SECURITIES, INC. (ALPHARETTA GA)
GA
06/18/1998 - 05/23/2000
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
FL
12/01/1995 - 10/08/1996
JW CHARLES SECURITIES,INC. (BOCA RATON FL)
NY
11/14/1990 - 12/12/1995
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
CO
09/26/1984 - 11/23/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BC
Issued 09/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/24/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/02/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/06/1987
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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