Unclaimed
John Robert Caffrey is a securities professional with over 10 years of experience in the financial industry. Currently, John is a Registered Representative with Susquehanna Securities, LLC. Prior to joining Susquehanna, John was a Registered Representative with CTC, LLC. John's background also includes previous roles with Volant Liquidity, LLC and Ronin Capital, LLC. John holds the Series 57TO and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/01/2021 - Present
Susquehanna Securities, LLC (Chicago IL)
IL
04/13/2021 - 06/01/2021
CTC, LLC (CHICAGO IL)
IL
08/29/2013 - 04/23/2019
VOLANT LIQUIDITY, LLC (Chicago IL)
IL
04/08/2011 - 03/18/2013
RONIN CAPITAL, LLC (CHICAGO IL)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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