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John Robert Buchanan

Mizuho Securities USA LLC

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About John Robert Buchanan

John Robert Buchanan is a securities professional with over 18 years of experience in the financial services industry. John Buchanan currently works for Mizuho Securities USA LLC as a Registered Representative. John Buchanan holds several licenses and registrations, including Series 7, 9, 10, 24, 63, SIE and 99TO. John Buchanan's previous employers include LaSalle Financial Services, Inc. and ABN AMRO Incorporated.

Firm Information

John Buchanan is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Buchanan’s Registration & Firm History

NY

02/18/2014 - Present

Mizuho Securities USA LLC (NEW YORK NY)

IL

04/07/2005 - 03/02/2007

LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)

CT

08/04/2004 - 04/07/2005

ABN AMRO INCORPORATED (STAMFORD CT)

CT

11/11/1994 - 04/06/2000

ABN AMRO INCORPORATED (STAMFORD CT)

IL

06/30/1994 - 04/13/1998

ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/01/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/11/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/30/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/23/1995

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Robert Buchanan.
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