Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Robert Brown is a securities professional with over three years of experience in the financial services industry. John is a registered representative with Casey Securities LLC, a broker-dealer firm based in Greenbrae, California. John holds the Series 7, Series 57, and Series 24 licenses. John is also a graduate of the Securities Industry Essentials (SIE) exam. Previously, John worked as a registered representative with RFA Securities LLC in Philadelphia, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/25/2020 - Present
Casey Securities LLC (Greenbrae CA)
PA
12/12/2022 - 12/19/2022
RFA SECURITIES LLC (PHILADELPHIA PA)
CA
12/06/2019 - 03/13/2020
CASEY SECURITIES, LLC (GREENBRAE CA)
BC
Issued 11/17/2022
Series 24 - General Securities Principal Examination
BC
Issued 02/27/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/09/2020
Series 57TO - Securities Trader Exam
BC
Issued 10/27/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
NYSE Arca, Inc.
Not sure John Brown is the right advisor for you? Invested Better is here to help.
