Unclaimed
John Robert Bogucz is an Investment Advisor Representative with Western International Securities, Inc. John has been in the industry since December 1981. John has an active FINRA registration and is also an active Investment Advisor Representative in the state of New Jersey. John has prior employment with THOMAS GROUP CAPITAL and UBS FINANCIAL SERVICES INC.. John's specializations include Financial Planning, Pension Consulting, Educational Seminars, Selection of Other Advisors and Portfolio Management for Businesses and Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/18/2018 - Present
Western International Securities, Inc. (Boonton NJ)
NJ
11/03/2004 - 12/21/2007
THOMAS GROUP CAPITAL (FAR HILLS NJ)
NJ
10/20/1983 - 11/04/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NA
06/23/1981 - 04/14/1983
ROBERTS SECURITIES CORPORATION
BOTH
Issued 09/15/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1988
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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