Unclaimed
John Robert Bachik is a financial advisor with over 20 years of experience in the financial services industry. John currently works at Pershing LLC and has a Series 7, Series 6, Series 24, Series 63, and Series 52TO licenses. Previously, John worked at FS2 Capital Partners, LLC, Pershing LLC, Capital Analysts, Incorporated, Valley National Investments, Inc., PFPC Distributors, Inc., Summit Financial Services Group, Inc. and First Union Brokerage Services, Inc. John is registered in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/29/2015 - Present
Pershing LLC (JERSEY CITY NJ)
PA
01/08/2015 - 07/08/2015
FS2 CAPITAL PARTNERS, LLC (PHILADELPHIA PA)
PA
10/22/2007 - 01/05/2015
PERSHING LLC (KING OF PRUSSIA PA)
PA
05/06/2005 - 10/09/2007
CAPITAL ANALYSTS, INCORPORATED (RADNOR PA)
PA
11/14/2002 - 04/19/2005
VALLEY NATIONAL INVESTMENTS, INC. (BETHLEHEM PA)
ME
01/14/2002 - 10/17/2002
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
PA
11/01/1999 - 07/13/2001
SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)
NC
04/06/1999 - 08/27/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 04/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2003
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/05/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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