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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Robert Austin is a financial professional with over 40 years of experience in the financial services industry. John Austin is a Registered Representative with Cetera Investment Advisers LLC and is currently registered in Maryland and Texas. John Austin previously worked with a number of financial institutions including MFS FUND DISTRIBUTORS, INC., CRESTAR SECURITIES CORPORATION, CITICORP INVESTMENT SERVICES and DEAN WITTER REYNOLDS INC.. John Austin holds FINRA Series 5, 7, 24, 63 and 65 licenses. John Austin works at the Cetera Investment Advisers LLC branch office located in Brookeville, MD.
BROOKEVILLE, MD
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
06/29/2023 - Present
Cetera Investment Advisers LLC (BROOKEVILLE MD)
MA
09/25/1997 - 07/20/1998
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
VA
08/19/1997 - 08/26/1997
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
NY
02/21/1991 - 06/27/1997
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
WI
03/06/1990 - 02/15/1991
INVEST FINANCIAL CORPORATION (APPLETON WI)
AZ
11/19/1989 - 03/22/1990
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
12/24/1987 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
01/26/1982 - 12/24/1987
FINANCIAL PLANNERS EQUITY CORPORATION
NA
02/24/1978 - 01/31/1982
DEAN WITTER REYNOLDS INC.
NA
10/26/1977 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
IA
Issued 6/21/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/25/1982
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 10/15/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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