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John Rizzo

Ameriprise Financial Services, LLC

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About John Rizzo

John Rizzo is a financial advisor with over 25 years of experience in the financial services industry. He is currently registered with Ameriprise Financial Services, LLC in New Jersey. John has a broad range of experience, having previously worked with firms like ViewTrade Securities, Inc., Mercadien Securities, and Hold Brothers On-Line Investment Services L.L.C. John specializes in offering various financial services such as financial planning, asset allocation services, and portfolio management for individuals and businesses. John is dedicated to providing comprehensive financial guidance to help clients achieve their financial goals.

Firm Information

John Rizzo is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Rizzo’s Registration & Firm History

NJ

07/10/2015 - Present

Ameriprise Financial Services, LLC (MANALAPAN NJ)

NJ

01/11/2010 - 10/08/2012

VIEWTRADE SECURITIES, INC. (JERSEY CITY NJ)

NJ

01/31/2007 - 11/26/2007

MERCADIEN SECURITIES (HAMILTON NJ)

NJ

02/21/2006 - 07/25/2006

HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (JERSEY CITY NJ)

MA

10/04/2005 - 03/01/2006

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

10/04/2005 - 03/01/2006

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

08/30/1999 - 03/31/2005

KAUFMAN BROS., L.P. (NEW YORK NY)

NY

06/21/1996 - 03/12/1999

BARINGTON CAPITAL GROUP, L.P. (NEW YORK NY)

NY

05/13/1992 - 04/18/1996

COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/09/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/07/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/29/1992

Series 24 - General Securities Principal Examination

BC

Issued 03/04/1992

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Rizzo. Review regulatory record here.
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