Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rivera is a registered investment advisor representative with Capital Client Group, Inc. based in Carmel, Indiana. John has been in the securities industry since August 2018. John previously worked at Morgan Stanley. John's current registration is with Capital Client Group, Inc. and he is registered in Indiana. John is also registered in Connecticut, Kansas, New Jersey, New York, Oklahoma, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
04/07/2020 - Present
Capital Client Group, Inc. (CARMEL IN)
IN
01/27/2017 - 10/02/2018
MORGAN STANLEY (LAFAYETTE IN)
BOTH
Issued 02/24/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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