Unclaimed
John Riley Spurlock is a financial advisor at Edward Jones. John has been in the financial services industry since December 2010. John is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). John is a licensed Investment Advisor Representative (IAR). John is registered to conduct business in several states, including Alabama, Arizona, Arkansas, California, Colorado, the District of Columbia, Florida, Georgia, Hawaii, Illinois, Louisiana, Mississippi, North Carolina, Oklahoma, Pennsylvania, Texas, and Virginia. John also has a Series 66 and Series 7 licenses. John also provides financial planning, pension consulting, and selection of other advisors to clients. John is also a member of the American Society of Pension Professionals & Actuaries (ASPPA). John has experience working with individuals, corporations, charitable organizations, partnerships, investment clubs, and limited liability companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
LA
12/17/2018 - Present
Edward Jones (Baton Rouge LA)
BOTH
Issued 12/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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