Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Richardson Harrell is a registered representative with Wells Fargo Clearing Services, LLC in Austin, TX. John has been in the industry since May 5, 1983, and has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., MORGAN STANLEY DW INC., and A. G. EDWARDS & SONS, INC.. John is currently registered with FINRA and has a Series 63, Series 65, Series 7, Series 3, Series 31, and Series 8 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/22/2012 - Present
Wells Fargo Clearing Services, LLC (Austin TX)
TX
10/23/2009 - 04/02/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUSTIN TX)
TX
10/10/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (AUSTIN TX)
NY
11/27/1987 - 10/16/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
06/10/1986 - 11/16/1987
A. G. EDWARDS & SONS, INC.
NA
11/21/1985 - 06/23/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
04/26/1983 - 11/21/1985
A. G. EDWARDS & SONS, INC.
IA
Issued 02/10/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 01/10/1989
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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