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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Cockrell is an active investment advisor representative. John has been in the financial industry since January 9, 2013. John is currently registered with Cetera Investment Advisers LLC in Maryland. John is also registered with the state of Maryland and the District of Columbia. John previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Santander Securities LLC, Charles Schwab & Co., Inc., Pruco Securities, LLC., Linsco/Private Ledger Corp., Riggs Securities Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. John has passed the Series 6, Series 7, Series 63, and Series 66 exams. John is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
06/29/2023 - Present
Cetera Investment Advisers LLC (Bethesda MD)
DC
10/29/2018 - 06/17/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)
MA
11/15/2017 - 08/02/2018
SANTANDER SECURITIES LLC (BOSTON MA)
MD
08/26/2016 - 10/24/2017
CHARLES SCHWAB & CO., INC. (BOWIE MD)
MA
11/09/2015 - 07/27/2016
PRUCO SECURITIES, LLC. (NEEDHAM MA)
SC
11/19/2003 - 05/24/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
DC
09/19/2003 - 11/19/2003
RIGGS SECURITIES INC. (WASHINGTON DC)
MN
04/27/2001 - 10/31/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/27/2001 - 10/31/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/06/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2017
Series 7 - General Securities Representative Examination
BC
Issued 11/09/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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