Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Richardson is a financial advisor with Empower Advisory Group, LLC. John has been working in the financial industry since 2000 and has a wide range of experience. John has served clients in both individual and institutional capacities. John is a strong advocate for financial education and provides a variety of educational seminars to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
05/05/2021 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
VA
07/17/2020 - 04/28/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RICHMOND VA)
VA
04/01/2008 - 08/19/2016
WELLS FARGO ADVISORS, LLC (RICHMOND VA)
MO
10/01/2000 - 08/24/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
05/05/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 08/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/19/2016
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2008
Series 7 - General Securities Representative Examination
BC
Issued 05/04/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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