Unclaimed
John Richard White is a financial advisor with Stephens in LITTLE ROCK, AR. John has been in the financial industry since 1970. John has been registered with Stephens since 2002. Previously, John was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in NEW YORK, NY. John has passed the Series 7TO, SIE, Series 31, PC, and Series 1 exams. John is licensed to provide financial advice in 38 states and the District of Columbia. John also cultivates and sells timber through Heritage Land & Timber.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
04/28/2014 - Present
Stephens (LITTLE ROCK AR)
NY
02/24/1997 - 05/31/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AR
09/15/1970 - 02/25/1997
STEPHENS INC. (LITTLE ROCK AR)
IA
Issued 05/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 05/09/1997
PC - AMEX Put and Call Exam
BC
Issued 09/08/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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