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John Richard Vanderleeuw

MMA Securities LLC

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About John Richard Vanderleeuw

John Vanderleeuw is a registered representative with MMA Securities LLC, a firm that provides a variety of advisory services. John is a seasoned professional with more than 18 years of experience in the financial services industry. John has a broad range of experience, with previous registrations at TD Private Client Wealth LLC, LPL Financial LLC, UVEST Financial Services Group, Inc., and TD Wealth Management Services Inc. John is also licensed to provide investment advisory services in New Jersey and Pennsylvania.

Firm Information

John Vanderleeuw is currently registered with MMA Securities LLC. MMA Securities LLC is a Limited Liability Company formed in February 1998. The firm, headquartered in New York, NY, provides advisory services to retirement plan participants, including pension consulting, educational seminars, and selection of other advisors. With a focus on retirement services, MMA Securities LLC serves a wide range of clients, including pension and profit-sharing plans, state or municipal government entities, and plan participants. They are registered with the SEC and hold registrations in all 50 states.
MMA Securities LLC

1166 AVENUE OF THE AMERICAS

NEW YORK, NY 10036

Not reported

Assets Under Management

6,149

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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advisory services to retirement plan participants

Advisory services to retirement plan participants

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Based on assets under advisement or per capita

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John Vanderleeuw’s Registration & Firm History

NJ

04/23/2024 - Present

MMA Securities LLC (Barnegat NJ)

SC

03/05/2024 - 05/10/2024

LPL FINANCIAL LLC (FORT MILL SC)

NY

02/28/2013 - 01/12/2024

TD PRIVATE CLIENT WEALTH LLC (NEW YORK NY)

NJ

10/11/2011 - 07/03/2012

LPL FINANCIAL LLC (CHERRY HILL NJ)

NJ

02/16/2011 - 10/11/2011

UVEST FINANCIAL SERVICES GROUP, INC. (CHERRY HILL NJ)

NJ

10/03/2003 - 05/28/2010

TD WEALTH MANAGEMENT SERVICES INC. (CHERRY HILL NJ)

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Licenses & Designations

BOTH

Issued 08/15/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/17/2006

Series 4 - Registered Options Principal Examination

BC

Issued 12/21/2005

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/01/2003

Series 24 - General Securities Principal Examination

BC

Issued 03/05/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 03/05/2024

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Richard Vanderleeuw.
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