Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Richard Van brederode is a financial advisor with Bofa Securities, Inc. John has over 15 years of experience in the financial services industry, working with clients on investment strategies. John's career spans various firms including Citigroup Global Markets Inc., Wachovia Capital Markets, LLC, RBC Centura Securities, Inc. and Wachovia Securities, LLC. John holds the Series 7, Series 6, Series 24 and Series 63 licenses. John has also been involved with the publication of periodicals and provides research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NC
08/31/2021 - Present
Bofa Securities, Inc. (CHARLOTTE NC)
GA
08/31/2010 - 07/16/2021
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
NC
07/20/2006 - 12/03/2008
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
NC
01/02/2004 - 08/11/2004
RBC CENTURA SECURITIES, INC. (KANNAPOLIS NC)
MO
10/21/2002 - 10/23/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 10/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/18/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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