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John Richard Palma

Wedbush Securities Inc.

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About John Richard Palma

John Palma is a financial advisor with Wedbush Securities Inc. based in Jersey City, NJ. John has been in the industry since 2014 and has experience in the financial services sector. John holds a Series 99 and SIE license.

Firm Information

John Palma is currently registered with Wedbush Securities Inc.. Wedbush Securities Inc. is a corporation formed in 1966 and headquartered in Los Angeles, California. The firm provides financial planning, pension consulting, and educational seminars, in addition to portfolio management services for individuals, businesses, and other investment advisors. They operate in all 50 states and are registered with the SEC and all 52 state securities regulators. With over 500 registered representatives and approximately $1 billion - $10 billion in assets under management, Wedbush Securities Inc. is a well-established firm serving a diverse client base.
Wedbush Securities Inc.

ATTN: COMPLIANCE DEPT.

LOS ANGELES, CA 90017

$5.74B

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Palma’s Registration & Firm History

NJ

08/31/2021 - Present

Wedbush Securities Inc. (JERSEY CITY NJ)

NJ

12/18/2020 - 08/31/2021

TRADEUP SECURITIES, INC. (ROSELAND NJ)

NY

12/18/2020 - 08/31/2021

US TIGER SECURITIES, INC. (NEW YORK NY)

NY

01/28/2019 - 05/30/2019

MIRAE ASSET SECURITIES (USA) INC. (NEW YORK NY)

NY

06/06/2017 - 10/23/2018

COWEN EXECUTION SERVICES LLC (NEW YORK NY)

NY

09/12/2012 - 06/01/2017

MORGAN STANLEY (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Richard Palma.
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