Unclaimed
John Richard Neighbours is a financial advisor with over 20 years of experience in the industry. John is a Registered Representative and Investment Advisor Representative currently associated with Osaic Wealth, Inc.. John has held past positions with several firms including Triad Advisors LLC, Securities America, Inc., Woodbury Financial Services, Inc., FSC Securities Corporation, SagePoint Financial, Inc., MML Investors Services, LLC, Mutual Securities, Inc., Royal Alliance Associates, Inc., and Union Capital Company. John holds multiple FINRA licenses and is registered to conduct business in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
06/27/2017 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
04/22/2021 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
04/22/2021 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
06/27/2017 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
06/27/2017 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
06/27/2017 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
04/12/2017 - 06/12/2017
MML INVESTORS SERVICES, LLC (PHOENIX AZ)
AZ
06/24/2015 - 01/06/2016
MUTUAL SECURITIES, INC. (TUCSON AZ)
GA
12/09/2014 - 07/09/2015
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
12/09/2014 - 07/09/2015
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
12/09/2014 - 07/09/2015
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
12/09/2014 - 07/09/2015
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
AZ
07/29/2014 - 11/21/2014
LPL FINANCIAL LLC (TUCSON AZ)
AZ
12/17/2003 - 05/27/2014
SCOTTRADE, INC. (TUCSON AZ)
AZ
05/01/2003 - 12/03/2003
UNION CAPITAL COMPANY (TUCSON AZ)
IA
Issued 06/25/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2011
Series 4 - Registered Options Principal Examination
BC
Issued 03/08/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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