Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Richard Millbern is a financial advisor at Capital Client Group, Inc.. John is a Certified Financial Planner, Chartered Financial Consultant and Chartered Financial Analyst. John has over 20 years of experience in the financial services industry. John is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). John is licensed to sell securities in the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
IN
04/25/2013 - Present
Capital Client Group, Inc. (CARMEL IN)
IN
10/12/1999 - 09/25/2001
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
IA
07/27/1992 - 08/16/1995
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
BC
Issued 02/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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