Unclaimed
John Richard Hemenway is a registered investment advisor representative with Next Financial Group, Inc.. John Richard Hemenway has been in the industry since January 16, 1987. John Richard Hemenway is also registered as an investment advisor representative with Next Financial Group, Inc. in Texas. John Richard Hemenway has a total of 10 years of prior experience with firms such as CHOICE INVESTMENTS, INC., NEW ENGLAND SECURITIES, ROYAL ALLIANCE ASSOCIATES, INC., H.D. VEST INVESTMENT SECURITIES, INC., SUNAMERICA SECURITIES, INC., SOUTHMARK FINANCIAL SERVICES, INC., PAMCO SECURITIES AND INSURANCE SERVICES, FIRST SECURITIES CORPORATION OF THE SOUTHWEST, MML INVESTORS SERVICES, INC. and HI SECURITIES, INC. John Richard Hemenway holds the following securities licenses: Series 63, Series 66, Series 7 and Series 24. John Richard Hemenway also has the SIE. John Richard Hemenway is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
TX
09/02/2009 - Present
Next Financial Group, Inc. (Houston TX)
TX
10/15/2002 - 04/07/2009
CHOICE INVESTMENTS, INC. (AUSTIN TX)
NY
06/28/2001 - 12/19/2001
NEW ENGLAND SECURITIES (NEW YORK NY)
AZ
07/22/1998 - 06/06/2001
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
07/24/1995 - 06/12/1996
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
TX
11/11/1992 - 04/18/1995
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
AZ
06/18/1989 - 11/10/1992
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
04/27/1988 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
NA
12/26/1986 - 04/14/1988
PAMCO SECURITIES AND INSURANCE SERVICES
NA
10/18/1985 - 10/26/1987
FIRST SECURITIES CORPORATION OF THE SOUTHWEST
NA
07/02/1985 - 10/08/1985
MML INVESTORS SERVICES, INC.
NA
08/15/1983 - 05/17/1985
HI SECURITIES, INC.
BOTH
Issued 08/12/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/1989
Series 24 - General Securities Principal Examination
BC
Issued 02/17/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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