Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Richard Germany is a financial advisor with over 20 years of experience in the financial services industry. John is currently registered with Wells Fargo Clearing Services, LLC and has been with Wells Fargo Advisors LLC since 2011. Previously, John was employed with WM Financial Services, Inc. and E*TRADE SECURITIES LLC. John holds Series 7, Series 63, and Series 65 licenses. John is a registered investment advisor in several states and provides financial planning, investment consulting, and portfolio management services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/15/2019 - Present
Wells Fargo Clearing Services, LLC (SACRAMENTO CA)
CA
08/12/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (WOODLAND CA)
CA
05/13/2004 - 08/03/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NJ
03/02/2001 - 05/17/2004
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
IA
Issued 04/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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