Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Richard Estes is a securities professional with over 10 years of experience in the financial industry. John Estes is currently registered with D.e. Shaw Securities, LLC, where John Estes has been employed since 2020. John Estes previously worked at Blackstone Advisory Partners L.P. from 2008 to 2013. John Estes holds a Series 7, Series 3, Series 32, and Series 63 license. John Estes is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/20/2020 - Present
D.e. Shaw Securities, LLC (NEW YORK NY)
NY
10/01/2008 - 04/19/2013
BLACKSTONE ADVISORY PARTNERS L.P. (NEW YORK NY)
BC
Issued 05/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2020
Series 32 - Limited Futures Exam-Regulation
BC
Issued 03/12/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2012
Series 3 - National Commodity Futures Examination
BC
Issued 09/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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