Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Richard Currier is a registered representative with United Brokerage Services, Inc. John has been in the securities industry since January 1997 and is licensed to conduct business in both North Carolina and South Carolina. John has experience with both individuals and businesses and provides a wide range of financial services, including portfolio management, investment advice, and selection of other advisors. John holds the following licenses and certifications: Series 6, Series 7, Series 26, Series 63, and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NC
04/04/2023 - Present
United Brokerage Services, Inc. (Lincolnton NC)
CA
08/04/2022 - 04/25/2023
PATRICK CAPITAL MARKETS, LLC (Irvine CA)
NC
06/08/2022 - 08/10/2022
LPL FINANCIAL LLC (CONCORD NC)
IL
01/30/2012 - 08/27/2021
DWS DISTRIBUTORS, INC. (CHICAGO IL)
NY
08/03/2007 - 01/10/2012
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
OH
05/05/2000 - 06/18/2007
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
NY
03/03/1997 - 04/03/2000
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
CT
01/06/1997 - 02/19/1997
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
BOTH
Issued 04/21/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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