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John Richard Buller

Morgan Stanley

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About John Richard Buller

John Richard Buller is a financial advisor with Morgan Stanley. John has been in the financial industry for over 30 years and is a Series 7, 6, 24, 31, 63 and 65 licensed professional. John is registered to offer securities and advisory services in 42 states and the District of Columbia. John was previously employed by J.P. MORGAN SECURITIES INC., BANC ONE SECURITIES CORPORATION, FIRST CHICAGO NBD INVESTMENT SERVICES, INC., NBD SECURITIES, INC., OLDE DISCOUNT CORPORATION, and FIRST AMERICAN NATIONAL SECURITIES, INC. John is a registered principal with Morgan Stanley.

Firm Information

John Buller is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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John Buller’s Registration & Firm History

MI

09/29/2009 - Present

Morgan Stanley (Birmingham MI)

MI

08/04/2009 - 10/23/2009

J.P. MORGAN SECURITIES INC. (BLOOMFIELD HILLS MI)

IL

02/22/1999 - 09/23/2003

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

IL

03/01/1996 - 03/06/1997

FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)

NA

04/26/1993 - 03/01/1996

NBD SECURITIES, INC.

MI

03/20/1986 - 04/16/1993

OLDE DISCOUNT CORPORATION (DETROIT MI)

NA

02/02/1984 - 03/07/1986

FIRST AMERICAN NATIONAL SECURITIES, INC.

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Licenses & Designations

IA

Issued 01/08/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/04/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/10/1992

Series 24 - General Securities Principal Examination

BC

Issued 01/23/1987

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2010

Series 31 - Futures Managed Funds Examination

BC

Issued 08/03/2009

Series 7 - General Securities Representative Examination

BC

Issued 02/01/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Richard Buller.
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