Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rice is a broker registered with Blackstone Securities Partners LP, a firm that specializes in investment banking. John has been working in the financial industry since 2015 and has a broad range of experience in the financial markets. John is registered in all states except Alaska. In addition to the Series 7 and Series 66 licenses, John holds the Series 79 and SIE licenses which demonstrate John's expertise in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
09/25/2018 - Present
Blackstone Securities Partners LP (Denver CO)
NY
04/12/2016 - 09/11/2018
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
NJ
09/10/2015 - 03/24/2016
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 11/30/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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