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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rex Thompson is a financial advisor with OSAIC WEALTH, INC., a firm that provides a variety of advisory services, including financial planning, pension consulting, and portfolio management for both individuals and businesses. John has been in the industry since 2017 and has experience working with clients of varying backgrounds, including high net worth individuals, charitable organizations, and pension and profit-sharing plans. John is registered with the state of Texas as a Registered Investment Advisor (IA) and has also obtained the necessary licenses, including Series 7, 63, and 66, demonstrating his commitment to professional development. John is also registered in California and North Carolina as a Broker-Dealer. His previous experience includes working at firms like Woodbury Financial Services, Inc. and Raymond James Financial Services, Inc. This extensive experience allows John to bring a diverse perspective and a deep understanding of the financial markets to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
01/19/2024 - Present
Osaic Wealth, Inc. (McKinney TX)
TX
11/29/2021 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (McKinney TX)
TX
03/31/2020 - 10/07/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (Dallas TX)
TX
02/11/2019 - 04/08/2020
LPL FINANCIAL LLC (DALLAS TX)
OK
08/31/2016 - 01/18/2018
AMERIPRISE FINANCIAL SERVICES, INC. (NORMAN OK)
BOTH
Issued 4/1/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/3/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/31/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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