Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rex Thompson is an active Registered Representative and Investment Advisor Representative associated with Osaic Wealth, Inc.. John has been in the financial industry since 2017 and has held positions at Ameriprise Financial Services, Inc., LPL Financial LLC, Raymond James Financial Services, Inc., and Woodbury Financial Services, Inc.. John Rex Thompson holds the Series 66, Series 63, Series 7 and SIE licenses, allowing John to provide investment advice in a range of services, including Financial Planning, Pension Consulting and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
01/19/2024 - Present
Osaic Wealth, Inc. (McKinney TX)
TX
11/29/2021 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (McKinney TX)
TX
03/31/2020 - 10/07/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (Dallas TX)
TX
02/11/2019 - 04/08/2020
LPL FINANCIAL LLC (DALLAS TX)
OK
08/31/2016 - 01/18/2018
AMERIPRISE FINANCIAL SERVICES, INC. (NORMAN OK)
BOTH
Issued 04/01/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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