Unclaimed
John Corley is a financial professional based in Houston, Texas. He has been active in the financial industry since 2012. John holds a Series 79 license for Investment Banking as well as the Securities Industry Essentials Examination (SIE) and the Uniform Securities Agent State Law Examination (Series 63). John is currently registered with Citizens JMP Securities, LLC, and is located in their Houston office. John has previously worked at Citizens Capital Markets, Citizens Securities, Inc., BNP Paribas Securities Corp., and RBS Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/01/2023 - Present
Citizens JMP Securities, LLC (HOUSTON TX)
TX
05/16/2016 - 08/01/2023
CITIZENS CAPITAL MARKETS (HOUSTON TX)
TX
01/04/2016 - 05/16/2016
CITIZENS SECURITIES, INC. (HOUSTON TX)
TX
05/07/2014 - 10/13/2015
BNP PARIBAS SECURITIES CORP. (HOUSTON TX)
TX
05/14/2012 - 04/10/2014
RBS SECURITIES INC. (HOUSTON TX)
BC
Issued 07/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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