Unclaimed
John Raymond Woolford is a financial advisor with ICR Capital LLC based in Baltimore, Maryland. John holds a Series 7, 79, 86, and 87 licenses. John previously worked for CFG Capital Markets, LLC and Legg Mason Wood Walker, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
06/29/2021 - Present
ICR Capital LLC (BALTIMORE MD)
MD
03/27/2017 - 04/24/2019
CFG CAPITAL MARKETS, LLC (BALTIMORE MD)
MD
06/12/2000 - 10/28/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/28/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/31/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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