Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn R. Smith is a financial advisor with over 40 years of experience in the industry. John is currently registered with LPL Financial LLC in Boise, ID. John has previously been registered with Securities America, Inc., Invest Financial Corporation, AFA Financial Group, LLC, Investcorp, Inc., Securities Service Network, Inc., Dempsey Financial Network, Inc., First Affiliated Securities, Inc., PFG Securities, Inc., and Financial Planners Equity Corporation. John holds Series 7, 24, 63, and 65 licenses. John's specializations include providing financial planning, portfolio management, pension consulting, and educational seminars to individuals, businesses, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ID
02/29/2024 - Present
LPL Financial LLC (BOISE ID)
ID
09/15/2017 - 05/07/2024
SECURITIES AMERICA, INC. (CALDWELL ID)
ID
11/30/2007 - 09/19/2017
INVEST FINANCIAL CORPORATION (CALDWELL ID)
ID
11/30/2006 - 11/30/2007
AFA FINANCIAL GROUP, LLC (BOISE ID)
ID
06/10/2005 - 11/30/2006
INVESTACORP, INC. (BIOSE ID)
TN
02/06/2001 - 06/10/2005
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
FL
05/31/2000 - 02/05/2001
INVESTACORP, INC. (MIAMI FL)
GA
04/25/1997 - 09/15/1998
DEMPSEY FINANCIAL NETWORK, INC. (ATLANTA GA)
NE
01/03/1992 - 04/21/1997
SECURITIES AMERICA, INC. (LAVISTA NE)
MO
04/15/1991 - 11/25/1991
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
NE
10/02/1990 - 04/19/1991
SECURITIES AMERICA, INC. (LAVISTA NE)
CA
08/25/1989 - 10/04/1990
FIRST AFFILIATED SECURITIES, INC. (LA JOLLA CA)
NA
02/24/1986 - 08/25/1989
PFG SECURITIES, INC.
NA
07/24/1980 - 03/07/1986
FINANCIAL PLANNERS EQUITY CORPORATION
IA
Issued 12/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/1983
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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