Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Raymond Rodriguez is a financial advisor registered with Ameriprise Financial Services, LLC. John has been a financial advisor since 1999. John's current employer, Ameriprise Financial Services, LLC, is a financial services company that offers a range of financial products and services, including investment management, financial planning, and insurance. John has a wide range of experience in the financial services industry, including working with CUNA BROKERAGE SERVICES, INC., Prudential Securities Incorporated, and USAA INVESTMENT MANAGEMENT COMPANY. John is also a licensed real estate agent. John's specializations include asset allocation, financial planning, and investment management. John specializes in working with high net worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
08/30/2021 - Present
Ameriprise Financial Services, LLC (Live Oak TX)
TX
09/23/2003 - 09/01/2021
CUNA BROKERAGE SERVICES, INC. (LIVE OAK TX)
NY
05/18/2000 - 03/28/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TX
01/19/2000 - 05/25/2000
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
NY
01/27/1998 - 01/06/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 02/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2001
Series 3 - National Commodity Futures Examination
BC
Issued 01/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Rodriguez is the right advisor for you? Invested Better is here to help.
