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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Raymond Phillips is a financial advisor with Cetera Investment Advisers LLC in West Des Moines, IA. John Phillips has been in the financial services industry for over 11 years and has been registered with the state of Iowa since 2012. John Phillips is also a registered representative of Cetera Advisor Networks LLC, which has a separate office in El Segundo, CA. He has a wide range of experience working with clients, including individuals, high-net-worth individuals, families, and small businesses. John Phillips provides financial planning services, portfolio management services, and investment advice to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IA
06/29/2023 - Present
Cetera Investment Advisers LLC (WEST DES MOINES IA)
IA
05/19/2014 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (WEST DES MOINES IA)
IA
09/30/2013 - 05/28/2014
LPL FINANCIAL LLC (WEST DES MOINES IA)
IA
01/06/2012 - 10/01/2013
SECURIAN FINANCIAL SERVICES, INC. (WEST DES MOINES IA)
BOTH
Issued 3/31/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/5/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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