Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn R. Peters is a financial advisor with over 30 years of experience in the industry. John is currently registered with Commonwealth Financial Network, where John has been since December 2006. John previously held positions at several other firms, including AIG Financial Advisors, Inc., SunAmerica Securities, Inc., and Allstate Financial Services, LLC. John is a Series 66, Series 63, Series 24, Series 26, Series 6TO, SIE, and Series 7 licensed advisor. John offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
01/04/2007 - Present
Commonwealth Financial Network (TUCSON AZ)
AZ
10/31/2005 - 01/08/2007
AIG FINANCIAL ADVISORS, INC. (TUCSON AZ)
AZ
08/01/2003 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NE
01/13/2003 - 08/13/2003
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
NE
12/06/2000 - 12/20/2002
AMERITAS INVESTMENT CORP. (LINCOLN NE)
CA
09/08/2000 - 11/13/2000
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
IL
11/04/1999 - 09/08/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
IA
08/07/1997 - 10/13/1999
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
08/22/1995 - 06/02/1997
FBL MARKETING SERVICES, INC. (WEST DES MOINES IA)
MA
04/24/1992 - 08/22/1995
MANEQUITY, INC. (BOSTON MA)
CT
02/19/1988 - 06/12/1990
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NA
07/17/1983 - 02/27/1987
NATIONWIDE ADVISORY SERVICES, INC.
BOTH
Issued 02/07/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2001
Series 24 - General Securities Principal Examination
BC
Issued 12/06/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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