linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

John Raymond Panichi

Mizuho Securities USA LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you John? Claim Your Profile

About John Raymond Panichi

John Raymond Panichi is a securities professional with over 25 years of experience in the financial services industry. John has a strong background in trading and sales, having held various positions at leading firms such as Deutsche Bank Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Stuart Frankel & Co., Incorporated. John joined Mizuho Securities USA LLC in September 2019. John holds a variety of licenses and registrations, including Series 4, 7, 9, 24, 25, 55, 57TO, and 63.

Firm Information

John Panichi is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

John Panichi’s Registration & Firm History

NY

09/03/2019 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

09/17/2015 - 08/30/2019

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

04/17/2000 - 09/08/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

02/23/1998 - 04/10/2000

STUART FRANKEL & CO., INCORPORATED (GREAT NECK NY)

NY

04/01/1996 - 06/17/1996

MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)

Not sure if John Raymond Panichi is right for you?

Licenses & Designations

BC

Issued 04/03/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/26/2022

Series 4 - Registered Options Principal Examination

BC

Issued 07/17/2006

Series 24 - General Securities Principal Examination

BC

Issued 03/26/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/18/1999

Series 25 - NYSE Trading Assistant Examination

BC

Issued 03/29/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Raymond Panichi.
Not sure if John Raymond Panichi is right for you?